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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-05-09
  • MN RA
    APPROVED
    Since 2024-05-09

Branch Locations

701 Xenia Avenue South 170 Fl1, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Minneapolis MN 06/2017 05/2024
School Champaign IL 08/2016 06/2017
Wells Fargo Advisors Financial Network, Llc Minneapolis MN 05/2024 Present
Previous Registrations
Other Businesses

DUSEK VENTURES LLC, INV RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP, START 5/9/24, 40 HRS PER MONTH, 10 HRS DURING TRADING, FINET PRACTICE; RENTAL PROPERTY, INV RELATED, MINNEAPOLIS, MN, 100% OWNERSHIP, START 8/1/24, 1 HR PER MONTH, 0 HRS DURING TRADING; RIZE WEALTH MANAGEMENT LLC; INV RELATED; GOLDEN VALLEY, MN; WEALTH MANAGEMENT ;25% OWNERSHIP; START DATE: 01/01/2025; 10 HRS PER MONTH; 10 HRS DURING TRADING;|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-03
  • S66 Uniform Combined State Law Examination
    2017-11-03
Other Names
  • Aaron Dusek
  • Aaron William Dusek

View on SEC IAPD

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