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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-14 |
Branch Locations
4675 Macarthur Court Suite 1050, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mfg Services Llc | Newport Beach | CA | 05/2014 | 04/2018 |
| Foreside Fund Services, Llc | Newport Beach | CA | 06/2017 | 04/2018 |
| Foreside Fund Services, Llc | Corona Del Mar | CA | 05/2018 | 12/2024 |
| Strategic Global Advisors, Llc | Corona Del Mar | CA | 05/2018 | 12/2024 |
| Veridien Capital Partners, Llc | Corona Del Mar | CA | 09/2022 | 01/2025 |
| Massmutual Life Insurance Company | Newport Beach | CA | 11/2024 | Present |
| Mml Investors Services Llc | Newport Beach | CA | 02/2025 | Present |
NAME: JOHN DEWEY INV REL: Y ADD: 4675 MACARTHUR COURT SUITE 1050 NEWPORT BEACH CA 92660 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 01/22/2025 NO. HR/MO: 1NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DI, LTC, FIXED ANNUITIES AND HEALTH (2) NAME: NEIGHBORHOOD YOUTH ASSOCIATION INV REL: N ADD: 3590 GRAND VIEW BLVD LOS ANGELES CA 90066 NATURE: AFTER SCHOOL PROGRAM FOR UNDERSERVED TEENS POSITION: ADVISOR START DATE: 1/1/2020 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DUTIES: AWARENESS/FUNDRAISING (3) NAME: VERIDIEN CAPITAL PARTNERS, LLC INV REL: Y ADD: RESIDENTIAL NATURE: OWNER OF DORMANT LLC USED FOR RESIDUAL CONSULTING PAYMENTS POSITION: CO OWNER/PARTNER START DATE: 9/1/2022 NO. HR/MO: 0 NO. HR/MO DURING SEC TRADING: 0 (4) NAME: NBCP,LLC INV REL: Y ADD: 4675 MACARTHUR COURT SUITE 1050 NEWPORT BEACH CA 92660 NATURE: FINANCIAL STRATEGY AND INSURANCE CONSULTING POSITION: OWNER START DATE: 11/12/2025 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 1 DUTIES: INSURANCE EVALUATION AND CONSULTING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-15 |
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