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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-06
AR RA APPROVED 2022-10-10
  • TX RA
    APPROVED_RES
    Since 2026-08-06
  • AR RA
    APPROVED
    Since 2022-10-10

Branch Locations

13024 Stacy Ln, Little Rock, AR 72211 • United States

720 W South St, Benton, AR 72015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Home Depot Conway AR 06/2017 12/2019
University Of Central Arkansas Conway AR 08/2016 12/2020
Raymond James Financial Services, Inc. Benton AR 10/2019 Present
Raymond James Financial Services Advisors, Inc Benton AR 10/2022 Present
  • 06/2017 → 12/2019
    Home Depot
    Conway, AR
  • 08/2016 → 12/2020
    University Of Central Arkansas
    Conway, AR
  • 10/2019 → Present
    Raymond James Financial Services, Inc.
    Benton, AR
  • 10/2022 → Present
    Benton, AR
Other Businesses

(1) Name of Business: Address: 1209 Military Rd, Benton, AR, 72015, United States Activity Type: Business Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Buy and sell vintage clothes (2) Name of Business: Red Dog Investment Group Address: 13024 Stacy Lane, Little Rock, AR, 72211, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/01/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 21-40 Description of duties: Client Associate

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-07
  • S66 Uniform Combined State Law Examination
    2022-10-07
Other Names
  • Andrew Norris

View on SEC IAPD

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