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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-03-31 |
| TX | RA | APPROVED_RES | 2025-03-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ontario | CA | 07/2011 | 04/2018 |
| Bank Of America, N.A. | Ontario | CA | 03/2017 | 04/2018 |
| Jp Morgan Chase Bank, N.A. | Rancho Cucamonga | CA | 04/2018 | 06/2020 |
| Jp Morgan Securities, Llc | Rancho Cucamonga | CA | 04/2018 | 06/2020 |
| Wells Fargo Clearing Services, Llc | Claremont | CA | 08/2020 | 08/2022 |
| Wells Fargo Bank, Na | Claremont | CA | 05/2020 | 08/2020 |
| Fidelity Investments | Salt Lake City | UT | 09/2022 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-27 |
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