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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-10-25 |
| CA | RA | APPROVED | 2021-06-24 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
3505 Mt. Diablo Blvd., Lafayette, CA 94549 • United States
Pike Road, AL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David White And Associates | San Ramon | CA | 11/2018 | 06/2021 |
| Insight Wealth Strategies | San Ramon | CA | 07/2016 | 11/2018 |
| Ameritas Investment Corp | Lincoln | NE | 07/2019 | 06/2021 |
| Kestra Investment Services, Llc | Lafayette | CA | 06/2021 | Present |
| Kestra Advisory Services, Llc | Lafayette | CA | 06/2021 | Present |
Business Name: Dudum Financial Investment Related: Yes Address: 3505 Mt. Diablo Blvd Lafayette CA 94549 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position: Financial Advisor Start Date: 6/14/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Registered representative with Kestra life insurance Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position: financial advisor Start Date: 6/18/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: assisting clients with financial needs including investment and advisory services Business Name: 1925 FINANCIAL INC. DBA DUDUM FINANCIAL & INSURANCE POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 80 START DATE: 06/14/2021 ADDRESS: 3505 Mt. Diablo Blvd, Lafayette CA 94549 DESCRIPTION: Registered representative with Kestra life insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-26 |
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