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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2022-10-25
CA RA APPROVED 2021-06-24
  • AL RA
    APPROVED
    Since 2022-10-25
  • CA RA
    APPROVED
    Since 2021-06-24

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

3505 Mt. Diablo Blvd., Lafayette, CA 94549 • United States

Pike Road, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
David White And Associates San Ramon CA 11/2018 06/2021
Insight Wealth Strategies San Ramon CA 07/2016 11/2018
Ameritas Investment Corp Lincoln NE 07/2019 06/2021
Kestra Investment Services, Llc Lafayette CA 06/2021 Present
Kestra Advisory Services, Llc Lafayette CA 06/2021 Present
  • 11/2018 → 06/2021
    David White And Associates
    San Ramon, CA
  • 07/2016 → 11/2018
    Insight Wealth Strategies
    San Ramon, CA
  • 07/2019 → 06/2021
    Ameritas Investment Corp
    Lincoln, NE
  • 06/2021 → Present
    Kestra Investment Services, Llc
    Lafayette, CA
  • 06/2021 → Present
    Lafayette, CA
Previous Registrations
  • 2019-09-03 → 2021-07-02
    Ameritas Investment Company, Llc
    Glendale, AZ
    San Ramon, CA
Other Businesses

Business Name: Dudum Financial Investment Related: Yes Address: 3505 Mt. Diablo Blvd Lafayette CA 94549 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position: Financial Advisor Start Date: 6/14/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Registered representative with Kestra life insurance Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position: financial advisor Start Date: 6/18/2021 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: assisting clients with financial needs including investment and advisory services Business Name: 1925 FINANCIAL INC. DBA DUDUM FINANCIAL & INSURANCE POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 152 SECURITIES TRADING HOURS: 80 START DATE: 06/14/2021 ADDRESS: 3505 Mt. Diablo Blvd, Lafayette CA 94549 DESCRIPTION: Registered representative with Kestra life insurance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-26
  • S66 Uniform Combined State Law Examination
    2019-08-26
Designations
Other Names
  • Kristine Regina Slear

View on SEC IAPD

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