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Lauren Michelle Cassidy

First Trust Advisors LP

Austin, TX

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-01-07
TX RA APPROVED 2020-01-07
  • IL RA
    APPROVED
    Since 2020-01-07
  • TX RA
    APPROVED
    Since 2020-01-07

Branch Locations

Ibc Building 500 West 5Th Street, 8Th Floor, Austin, TX 78701 • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691) Pennington NJ 06/2018 12/2019
Northwestern Mutual Radnor PA 07/2016 06/2018
First Trust Portfolios L.P. Wheaton IL 01/2020 Present
First Trust Advisors L.P. Wheaton IL 01/2020 Present
  • 06/2018 → 12/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated(7691)
    Pennington, NJ
  • 07/2016 → 06/2018
    Northwestern Mutual
    Radnor, PA
  • 01/2020 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 01/2020 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-12-12
  • S66 Uniform Combined State Law Examination
    2018-12-12
Other Names
  • Lauren Anders
  • Lauren Cassidy

View on SEC IAPD

Other Firms

AUSTIN MONEY MANAGEMENT CORPORATION
EVERLONG FINANCIAL
EDWARD JONES
HARRELL INVESTMENT PARTNERS, LLC
WEATHERGAGE CAPITAL, LLC
LBJ FAMILY WEALTH ADVISORS, LTD.
JAMES S. MARROQUIN, CFP
OSAIC WEALTH, INC.

Other Investors

STEVEN DOUGLAS AYCOCK
ALEXANDER BURTON YEAGER
Jonathan Martin Haefner
David Nathan Van Winkle
DILDA DEEPAK DALVI
ANNA VICTORIA BODINE
Stephanie Caroline Morgan
ROBERT KING HARRELL

Other Offices

AUSTIN MONEY MANAGEMENT CORPORATION · AUSTIN, TX
EVERLONG FINANCIAL · AUSTIN, TX
EDWARD JONES · Austin, TX
HARRELL INVESTMENT PARTNERS, LLC · AUSTIN, TX
WEATHERGAGE CAPITAL, LLC · AUSTIN, TX
LBJ FAMILY WEALTH ADVISORS, LTD. · AUSTIN, TX
JAMES S. MARROQUIN, CFP · AUSTIN, TX
OSAIC WEALTH, INC. · AUSTIN, TX

More in Austin, TX

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