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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-03-07 |
| TX | RA | APPROVED | 2024-03-07 |
Branch Locations
13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States
13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2019-01-09 |
Branch Locations
13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usd 508 | Baxter Springs | KS | 09/2009 | 05/2017 |
| Compass Financial Resources, Llc | Olathe | KS | 05/2017 | Present |
| National Planning Corporation | Olathe | KS | 05/2017 | 07/2017 |
| Securities America, Inc. | Olathe | KS | 07/2017 | 03/2024 |
| Securities America Advisors | Olathe | KS | 05/2018 | 03/2024 |
| Ameritime, Llc | Olathe | KS | 01/2019 | Present |
| Lpl Financial Llc | Olathe | KS | 03/2024 | Present |
1) 02/28/2024 - Compass Financial Resources - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 02/28/2024 - South Mur-Len II - Real Estate Rental - Co-owner - KS 66062 - Investment related - 1 Hour per month - Start date: 01/01/2019. 3) 02/28/2024 - Financial Markets,INC - Non-Variable Insurance - Selling: Term, Whole Life, Fixed Annuities, Long Term Care - KS 66062 - Investment related - 40 Hours per month - Start date: 06/01/2017. 4) 05/02/2024 - Ameritime,LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 6/1/2017 - 40 Hrs/Mo During Trading - I provide financial planning and consulting services through Ameritime, LLC, an independent investment advisor firm. I started this business activity in 06/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-03 |
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