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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-03-07
TX RA APPROVED 2024-03-07
  • KS RA
    APPROVED
    Since 2024-03-07
  • TX RA
    APPROVED
    Since 2024-03-07

Branch Locations

13095 S. Mur-Len Rd. Suite 100, Olathe, KS 66062 • United States

Ameritime, Llc

13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2019-01-09
  • KS RA
    APPROVED
    Since 2019-01-09

Branch Locations

13095 South Mur-Len Road Suite 100, Olathe, KS 66062 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usd 508 Baxter Springs KS 09/2009 05/2017
Compass Financial Resources, Llc Olathe KS 05/2017 Present
National Planning Corporation Olathe KS 05/2017 07/2017
Securities America, Inc. Olathe KS 07/2017 03/2024
Securities America Advisors Olathe KS 05/2018 03/2024
Ameritime, Llc Olathe KS 01/2019 Present
Lpl Financial Llc Olathe KS 03/2024 Present
  • 09/2009 → 05/2017
    Usd 508
    Baxter Springs, KS
  • 05/2017 → Present
    Compass Financial Resources, Llc
    Olathe, KS
  • 05/2017 → 07/2017
    National Planning Corporation
    Olathe, KS
  • 07/2017 → 03/2024
    Securities America, Inc.
    Olathe, KS
  • 05/2018 → 03/2024
    Securities America Advisors
    Olathe, KS
  • 01/2019 → Present
    Olathe, KS
  • 03/2024 → Present
    Olathe, KS
Previous Registrations
  • 2018-05-15 → 2024-03-14
    Securities America Advisors, Inc.
    Olathe, KS
Other Businesses

1) 02/28/2024 - Compass Financial Resources - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 02/28/2024 - South Mur-Len II - Real Estate Rental - Co-owner - KS 66062 - Investment related - 1 Hour per month - Start date: 01/01/2019. 3) 02/28/2024 - Financial Markets,INC - Non-Variable Insurance - Selling: Term, Whole Life, Fixed Annuities, Long Term Care - KS 66062 - Investment related - 40 Hours per month - Start date: 06/01/2017. 4) 05/02/2024 - Ameritime,LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 6/1/2017 - 40 Hrs/Mo During Trading - I provide financial planning and consulting services through Ameritime, LLC, an independent investment advisor firm. I started this business activity in 06/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-28
S63 Uniform Securities Agent State Law Examination 2017-10-03
  • S65 Uniform Investment Adviser Law Examination
    2018-02-28
  • S63 Uniform Securities Agent State Law Examination
    2017-10-03

View on SEC IAPD

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