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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-02-03
  • MN RA
    APPROVED
    Since 2017-02-03

Branch Locations

505 Nelson Blvd, Montrose, MN 55363-8546 • United States

Watertown, MN • United States

Watertown, MN • United States

501 State Highway 25, Monticello, MN 55362 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Monticello MN 07/2016 03/2020
Ameriprise Financial Services, Llc Monticello MN 03/2020 Present
Other Businesses

Outside Employment; Watertown Mayer ISD 111; Coach of 7th Grade basketball team; 7th Grade Basketball Coach for the Watertown Mayer ISD 111; 1001 Hwy 25 NW, , Watertown, MN, 55388; Not Investment-Related; 01/01/2025; 20 to 39 hours per month; 0 during trading hours. Other Business Activities; Watertown Mayer Youth Baseball Board; Help organize and run the WM youth baseball organization; 1001 Highway 25, , Watertown, MN, 55388; Not Investment-Related; 01/21/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-14
  • S66 Uniform Combined State Law Examination
    2016-12-14
Other Names
  • Andrew Gagnon

View on SEC IAPD

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