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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-14
MN RA APPROVED 2013-12-16
  • TX RA
    APPROVED_RES
    Since 2025-01-14
  • MN RA
    APPROVED
    Since 2013-12-16

Branch Locations

505 Nelson Blvd, Montrose, MN 55363-8546 • United States

501 State Highway 25, Monticello, MN 55362 • United States

Annandale, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 05/2007 03/2020
Ameriprise Financial Services, Llc Monticello MN 03/2020 Present
Other Businesses

Outside Employment; Annandale School; Football Coach; Football Coach; 125 Cherry Avenue NorthAnnandale MN 55302, ,; Not Investment-Related; 06/01/2016; 10 to 19 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-06
  • S66 Uniform Combined State Law Examination
    2007-11-06
Other Names
  • Luke Gagnon

View on SEC IAPD

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