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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-27 |
| VA | RA | APPROVED | 2023-02-24 |
Branch Locations
437 West Duke Of Gloucester Street, Williamsburg, VA 23185 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Yorktown | VA | 03/2014 | 01/2023 |
| Wells Fargo Advisors, Llc. | Yorktown | VA | 07/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Yorktown | VA | 11/2016 | 02/2023 |
| Morgan Stanley Smith Barney Llc | Williamsburg | VA | 02/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-14 |
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