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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-10-09 |
| MA | RA | APPROVED | 2023-07-10 |
| TX | RA | APPROVED | 2022-12-14 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Charlotte, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 07/2021 | 04/2022 |
| Commonwealth Financial Network | San Diego | CA | 01/2018 | 07/2021 |
| Commonwealth Financial Network | Waltham | MA | 07/2016 | 01/2018 |
| Unemployed | Sharon | MA | 04/2022 | 07/2022 |
| Beacon Dental Group | Dorchester | MA | 07/2022 | 12/2022 |
| Kestra Investment Llc | Austin | TX | 12/2022 | Present |
Business Name: RESCUING LEFTOVER CUISINE MA POSITION: Lead Food Rescuer NATURE: Non-Profit Food Conservation INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2023 ADDRESS: 25 Broadway 12th floor, New York NY 10004 DESCRIPTION: pickup cuisine from restaurants, capture and report the stats of the pick-up, then drop it off at a pre-determined location. Business Name: WAG - DOG WALKING POSITION: Independent Contractor - Dog Walker NATURE: Pet Services INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 09/15/2023 ADDRESS: 19 Fales Rd, Sharon MA 02067 DESCRIPTION: Dog walking a few times a week on the weekends and non-working hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-04 |
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