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Juan Rafael Bermudez

J.P. Morgan Securities LLC

West Covina, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-15
  • CA RA
    APPROVED
    Since 2025-09-15

Branch Locations

100 S. Vincent Avenue, West Covina, CA 91790 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Ontario CA 01/2018 06/2018
Compass Bank Ontario CA 11/2017 06/2018
Kamran Staffing Ontario CA 08/2017 11/2017
Wells Fargo Clearing Services, Llc Rancho Cucamonga CA 07/2016 08/2017
Wells Fargo Bank, Na Rancho Cucamonga CA 12/2013 08/2017
Bbva Compass Insurance Agency, Inc Ontario CA 11/2017 06/2018
Jpmorgan Chase Bank, N.A. West Covina CA 07/2018 Present
J.P. Morgan Securities Llc West Covina CA 07/2018 Present
  • 01/2018 → 06/2018
    Bbva Securities Inc.
    Ontario, CA
  • 11/2017 → 06/2018
    Compass Bank
    Ontario, CA
  • 08/2017 → 11/2017
    Kamran Staffing
    Ontario, CA
  • 07/2016 → 08/2017
    Wells Fargo Clearing Services, Llc
    Rancho Cucamonga, CA
  • 12/2013 → 08/2017
    Wells Fargo Bank, Na
    Rancho Cucamonga, CA
  • 11/2017 → 06/2018
    Bbva Compass Insurance Agency, Inc
    Ontario, CA
  • 07/2018 → Present
    Jpmorgan Chase Bank, N.A.
    West Covina, CA
  • 07/2018 → Present
    J.P. Morgan Securities Llc
    West Covina, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-15
S63 Uniform Securities Agent State Law Examination 2017-03-09
  • S66 Uniform Combined State Law Examination
    2025-09-15
  • S63 Uniform Securities Agent State Law Examination
    2017-03-09
Other Names
  • Juan Bermudez
  • Juan R Bermudez

View on SEC IAPD

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