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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-14
AZ RA APPROVED 2025-08-08
  • TX RA
    APPROVED
    Since 2025-08-14
  • AZ RA
    APPROVED
    Since 2025-08-08

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2016 07/2021
Nayame Designs Gilbert AZ 05/2016 01/2020
Nayame Designs Llc Mesa AZ 01/2020 05/2025
Swier Stone Mesa AZ 01/2021 01/2022
Robinhood Financial, Llc Tempe AZ 07/2021 07/2022
Robinhood Markets, Inc Tempe AZ 06/2022 06/2022
J. P. Morgan Securities Llc Tempe AZ 07/2022 07/2025
Jpmorgan Chase Bank N. A. Tempe AZ 07/2022 07/2025
Swierfinds Mesa AZ 01/2023 Present
Nayame Designs Llc Mesa AZ 05/2025 Present
Schwab Wealth Advisory, Inc. Phoenix AZ 07/2025 Present
Charles Schwab & Co., Inc. Phoenix AZ 07/2025 Present
  • 07/2016 → 07/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 05/2016 → 01/2020
    Nayame Designs
    Gilbert, AZ
  • 01/2020 → 05/2025
    Nayame Designs Llc
    Mesa, AZ
  • 01/2021 → 01/2022
    Swier Stone
    Mesa, AZ
  • 07/2021 → 07/2022
    Robinhood Financial, Llc
    Tempe, AZ
  • 06/2022 → 06/2022
    Robinhood Markets, Inc
    Tempe, AZ
  • 07/2022 → 07/2025
    J. P. Morgan Securities Llc
    Tempe, AZ
  • 07/2022 → 07/2025
    Jpmorgan Chase Bank N. A.
    Tempe, AZ
  • 01/2023 → Present
    Swierfinds
    Mesa, AZ
  • 05/2025 → Present
    Nayame Designs Llc
    Mesa, AZ
  • 07/2025 → Present
    Phoenix, AZ
  • 07/2025 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
Previous Registrations
  • 2022-09-18 → 2025-07-06
    Tempe, AZ
    Plano, TX
    Tempe, AZ
    Tempe, AZ
    Tempe, AZ
    Mesa, AZ
    Tempe, AZ
    Plano, TX
Other Businesses

Entity Name: Nayame Designs LLC Investment related: No "Address: etsy.com/nayamedesigns" Nature of the other business: E-Commerce Position/Title/Relationship: Owner/Partner Start Date: 05/13/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I make jewelry and sell it on etsy.com Entity Name: SwierFinds Investment related: No "Address: Mesa AZ 85213" Nature of the other business: E-commerce Position/Title/Relationship: Owner/Partner Start Date: 01/02/2023 Approximate # of hours a month: 10-20 Approximate # of hours during securities trading hours: 10 Briefly describe your duties: I buy items at yard sales/thrift shops and resell online.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-09
S63 Uniform Securities Agent State Law Examination 2016-08-12
  • S66 Uniform Combined State Law Examination
    2022-09-09
  • S63 Uniform Securities Agent State Law Examination
    2016-08-12
Designations
Other Names
  • Eric Colin Swier
  • Eric Swier
  • Eric C Swier

View on SEC IAPD

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