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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-07-30 |
| TX | RA | APPROVED | 2026-07-30 |
Branch Locations
224 Valley Creek Blvd, Ste 330, Exton, PA 19341 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Malvern | PA | 07/2016 | 07/2026 |
| Vanguard Marketing Corporation | Malvern | PA | 07/2016 | 07/2026 |
| Vanguard Advisers, Inc. | Malvern | PA | 02/2026 | 07/2026 |
| Lpl Financial | Exton | PA | 07/2026 | Present |
1. 07/2026 - First Financial Networks, Inc. - DBA for LPL Business (entity for LPL business) - INV REL- 160 Hrs/Mth - 160 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 07/30/2026
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-25 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-10 |
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