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Sheryl Preet Kaur

Charles Schwab & Co., Inc.

Richfield, OH

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-01-03
  • OH RA
    APPROVED
    Since 2025-01-03

Branch Locations

4150 Kinross Lakes Pkwy, Richfield, OH 44286 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 07/2016 10/2017
Unemployed Campobello SC 10/2017 11/2017
Unemployed Macedonia OH 11/2017 02/2018
Charles Schwab & Co., Inc. Richfield OH 03/2018 02/2023
Retirement Plan Services Richfield OH 02/2023 12/2024
Charles Schwab & Co, Inc Richfield OH 12/2024 Present
  • 07/2016 → 10/2017
    The Vanguard Group, Inc.
    Charlotte, NC
  • 10/2017 → 11/2017
    Unemployed
    Campobello, SC
  • 11/2017 → 02/2018
    Unemployed
    Macedonia, OH
  • 03/2018 → 02/2023
    Charles Schwab & Co., Inc.
    Richfield, OH
  • 02/2023 → 12/2024
    Retirement Plan Services
    Richfield, OH
  • 12/2024 → Present
    Charles Schwab & Co, Inc
    Richfield, OH
Previous Registrations
Other Businesses

1) 7 Eleven|Investment Related: No|1205 Main St, Cuyahoga Falls, OH, 44221, USA|convenience-retailing|Retail Assistance|12/20/2024|Less than 20 hour/month - 0 during trading hours|There are no financial services or investment related responsibilities. My main responsibilities are cleaning, stocking, and administrative tasks.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-22
S63 Uniform Securities Agent State Law Examination 2016-08-12
  • S66 Uniform Combined State Law Examination
    2018-10-22
  • S63 Uniform Securities Agent State Law Examination
    2016-08-12
Other Names
  • Shelly Kaur
  • Sheryl Kaur
  • Sheryl Preet Kaur

View on SEC IAPD

Other Firms

SCHWAB WEALTH ADVISORY, INC.
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC
EDWARD JONES
RABE INVESTMENT CONSULTING GROUP
SIKICH FINANCIAL
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
WAYNE D. MINICH & COMPANY, INC.

Other Investors

Holly L Rounds
GEORGE MCELROY AUSSEM
WENDI B. DEVAN-GLOVNA
Kurt U Shore
BRADFORD CHARLES BURGESS
MARCI M STEWART
Elizabeth Loveman
HARLYNN J M J HOBBS

Other Offices

SCHWAB WEALTH ADVISORY, INC. · Richfield, OH
SCHWAB WEALTH ADVISORY, INC. · Richfield, OH
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC · Richfield, OH
EDWARD JONES · Richfield, OH
RABE INVESTMENT CONSULTING GROUP · RICHFIELD, OH
SIKICH FINANCIAL · Richfield, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Richfield, OH

More in Richfield, OH

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