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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-30 |
| NM | RA | APPROVED | 2021-06-30 |
Branch Locations
6501 Americas Pkwy Ne Ste 1000, Albuquerque, NM 87110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Brokerage Services, Llc | Albuquerque | NM | 06/2016 | 10/2019 |
| Gwyther & Holt Investment Advisors | Albuquerque | NM | 11/2019 | 06/2021 |
| Cetera Advisor Networks | El Segundo | CA | 11/2019 | 06/2021 |
| Wells Fargo Clearing Services, Llc | Albuquerque | NM | 06/2021 | Present |
UBER EATS, NOT INVT RELATED, ALBUQUERQUE, NM, DELIVERY DRIVER, START DATE 10/2/2022, 15 HRS PER MONTH, 0 HRS DURING TRADING, DELIVERY DRIVER.; SPARK DELIVERY, NOT INV RELATED, ALBUQUERQUE, NM, DELIVERY DRIVER, START: 11/20/2022, 10 HRS/MONTH, 0 HRS DURING TRADING, GROCERY DELIVERY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-12-12 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-14 |
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