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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

2701 University Ave Se, Minneapolis, MN 55414 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc. St. Paul MN 06/2016 07/2017
Securian Financial Services, Inc. St. Paul MN 07/2017 08/2023
Cri Securities, Llc St. Paul MN 07/2017 10/2021
North Star Resource Group Minneapolis MN 07/2017 Present
North Star Resource Group Minneapolis MN 07/2016 07/2017
Cetera Wealth Services, Llc Minneapolis MN 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
  • 06/2016 → 07/2017
    Securian Financial Services, Inc.
    St. Paul, MN
  • 07/2017 → 08/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 07/2017 → 10/2021
    Cri Securities, Llc
    St. Paul, MN
  • 07/2017 → Present
    North Star Resource Group
    Minneapolis, MN
  • 07/2016 → 07/2017
    North Star Resource Group
    Minneapolis, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Minneapolis, MN
  • 08/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2018-03-22 → 2023-08-10
    Securian Financial Services, Inc.
    Minneapolis, MN
    St. Paul, MN
  • 2018-03-22 → 2021-10-27
    Cri Securities, Llc
    Minneapolis, MN
Other Businesses

1. AUGUSTINE & JOHNSON POSITION: Employee NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2017 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Employee; 2. NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP , INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2023, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-10
  • S66 Uniform Combined State Law Examination
    2018-03-10
Other Names
  • Teddi Rae Lund

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