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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-04-09 |
| TX | RA | APPROVED | 2024-04-08 |
Branch Locations
451 Florida St Floor 6, Suite 625, Baton Rouge, LA 70801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, Na. | Baton Rouge | LA | 07/2018 | Present |
| J.P. Morgan Securities Llc | Baton Rouge | LA | 07/2018 | Present |
| Goldman Sachs | New York | NY | 07/2017 | 07/2018 |
| Louisiana State University | Baton Rouge | LA | 08/2013 | 05/2017 |
Entity Name: Arts Council of Greater Baton Rouge Investment related: Yes "Address: 233 Saint Ferdinand St. Baton Rouge, LA 70802 https://www.artsbr.org/" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 05/22/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Established in 1973 through efforts led by the Junior League of Baton Rouge, the Arts Council of Greater Baton Rouge (ACGBR) endeavors to promote cultural growth, economic development, and educational enhancement through the arts in and around the 10-parish region it serves. I would be the treasurer.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2018-11-02 |
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