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Isaac David Quella

LPl Financial LLC

Appleton, WI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-08-14
  • WI RA
    APPROVED
    Since 2023-08-14

Branch Locations

15 Park Place Ste 100, Appleton, WI 54914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Appleton WI 02/2018 Present
University Of Wisconsin-Stout Menomonie WI 09/2014 12/2017
Ridgeway Country Club Neenah WI 09/2011 09/2017
  • 02/2018 → Present
    Lpl Financial
    Appleton, WI
  • 09/2014 → 12/2017
    University Of Wisconsin-Stout
    Menomonie, WI
  • 09/2011 → 09/2017
    Ridgeway Country Club
    Neenah, WI
Other Businesses

1)04/2021 - DBA FOR LPL FINANCIAL (ENTITY FOR LPL BUSINESS) - VALLEY FINANCIAL GROUP - INVESTMENT RELATED - APPLETON WI 54914

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-08-11
  • S66 Uniform Combined State Law Examination
    2023-08-11

View on SEC IAPD

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STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
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