Peter J. Mullen

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 07/2024
  Carson Wealth Management Group
  Omaha, NE
• 07/2024 → Present
  Raymond James & Associates, Inc.
  Omaha, NE

Previous Registrations

• 2019-10-16 → 2024-07-23
  Cwm, Llc
  Omaha, NE
  Omaha, NE

Other Businesses

(1)Name of Business: Creighton Prep Address: 7400 Western Ave , Omaha, NE, 68114, United States Activity Type: Non profit Position/Title: Associate/Employee Investment Related: No Start Date: 11/01/2021 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I coach a freshman basketball team at Creighton Prep.

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-07-02
• S65 Uniform Investment Adviser Law Examination
  2019-10-14
• S66 Uniform Combined State Law Examination
  2019-01-18

Designations

• Chartered Financial Consultant

Other Names

• Peter James Mullen
• Pete Mullen
• Peter J Mullen