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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-06-20 |
Branch Locations
12555 Manchester Road, St. Louis, MO 63131 • United States
Rochester, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hennion & Walsh, Inc. | Parsippany | NJ | 06/2016 | 04/2017 |
| Ameriprise Financial Services Inc | Parsippany | NJ | 05/2017 | 09/2018 |
| Russell Tobin & Associates | Weehawken | NJ | 09/2018 | 05/2019 |
| Ubs Financial Services | Weehawken | NJ | 05/2019 | 03/2022 |
| Guardian Life Insurance | New York | NY | 03/2022 | 05/2024 |
| Park Avenue Securities | New York | NY | 03/2022 | 05/2024 |
| Edward Jones | St Louis | MO | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-28 |
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