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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-08-28
MI RA APPROVED 2017-01-17
  • TX RA
    APPROVED_RES
    Since 2019-08-28
  • MI RA
    APPROVED
    Since 2017-01-17

Branch Locations

340 East Big Beaver Road Suite 140, Troy, MI 48083 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Troy MI 06/2016 12/2016
Raymond James Financial Services, Inc. Troy MI 12/2016 Present
Raymond James Financial Services Advisors Inc. Troy MI 01/2017 Present
Mcfawn Financial Holding Company, Llc Troy MI 01/2020 Present
  • 06/2016 → 12/2016
    Raymond James Financial Services, Inc.
    Troy, MI
  • 12/2016 → Present
    Raymond James Financial Services, Inc.
    Troy, MI
  • 01/2017 → Present
    Troy, MI
  • 01/2020 → Present
    Mcfawn Financial Holding Company, Llc
    Troy, MI
Other Businesses

(1) Name of Business: Galloway Park Capital, LLC Address: 6559 Park Valley Drive, Clarkston, MI, 48348, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Investment Related: Yes Start Date: 05/03/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (2) Name of Business: McFawn Financial Holding Company, LLC Address: 340 E Big Beaver Rd Ste 140, Troy, MI, 48083, United States Activity Type: Support Company - Owner Position/Title: Officer - Secretary Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC member (Goodwill/Client base management) (3) Name of Business: McFawn Financial Services Group, LLC Address: 340 E Big Beaver Rd Ste 140, Troy, MI, 48083, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee, Officer - Secretary Investment Related: No Start Date: 09/06/2016 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Registered representative activities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-07
  • S66 Uniform Combined State Law Examination
    2016-12-07

View on SEC IAPD

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