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Inactive

David O'DAy

Empirical Wealth Management

Seattle, WA

Walnut Creek, CA

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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-06
  • CA RA
    APPROVED
    Since 2026-05-06

Branch Locations

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

1660 Olympic Blvd. Suite 380, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Credit Suisse Morrisville NC 09/2017 11/2019
Live Oak Bank Wilmington NC 11/2019 03/2024
Morling Financial Advisors Fremont CA 01/2025 04/2025
Career Transition San Jose CA 03/2024 01/2025
Unc Wilmington Wilmington NC 06/2015 09/2017
Sageview Advisory Group Irvine CA 06/2025 01/2026
Empirical Wealth Management Seattle WA 01/2026 Present
  • 09/2017 → 11/2019
    Credit Suisse
    Morrisville, NC
  • 11/2019 → 03/2024
    Live Oak Bank
    Wilmington, NC
  • 01/2025 → 04/2025
    Morling Financial Advisors
    Fremont, CA
  • 03/2024 → 01/2025
    Career Transition
    San Jose, CA
  • 06/2015 → 09/2017
    Unc Wilmington
    Wilmington, NC
  • 06/2025 → 01/2026
    Sageview Advisory Group
    Irvine, CA
  • 01/2026 → Present
    Empirical Wealth Management
    Seattle, WA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-11-27
S65 Uniform Investment Adviser Law Examination 2024-08-30
  • S63 Uniform Securities Agent State Law Examination
    2024-11-27
  • S65 Uniform Investment Adviser Law Examination
    2024-08-30
Other Names
  • David P O'DAy
  • David P Oday

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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