David O'DAy

Employer firm

Empirical Wealth Management CRD 152622

$8.43B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → 11/2019
  Credit Suisse
  Morrisville, NC
• 11/2019 → 03/2024
  Live Oak Bank
  Wilmington, NC
• 01/2025 → 04/2025
  Morling Financial Advisors
  Fremont, CA
• 03/2024 → 01/2025
  Career Transition
  San Jose, CA
• 06/2015 → 09/2017
  Unc Wilmington
  Wilmington, NC
• 06/2025 → 01/2026
  Sageview Advisory Group
  Irvine, CA
• 01/2026 → Present
  Empirical Wealth Management
  Seattle, WA

Previous Registrations

• 2025-06-24 → 2026-01-20
  Creative Planning Institutional Advisors, Llc
  Redwood City, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-11-27
• S65 Uniform Investment Adviser Law Examination
  2024-08-30

Other Names

• David P O'DAy
• David P Oday