James Patrick Shields

Current Employers

Guardian Capital, Llc

109 Vip Drive, Wexford, PA 15090 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2012-02-16

PA RA
APPROVED

Since 2012-02-16

Branch Locations

109 Vip Drive, Wexford, PA 15090 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Miller Shields & Assoc	Pittsburgh	PA	10/2003	Present
J. Shields Attorney At Law	Pittsburgh	PA	01/1995	Present
Guardian Capital, Llc	Wexford	PA	01/2012	Present
Elder Law Offices Of Shields & Boris	Wexford	PA	01/2004	Present

10/2003 → Present

Miller Shields & Assoc

Pittsburgh, PA
01/1995 → Present

J. Shields Attorney At Law

Pittsburgh, PA
01/2012 → Present

Guardian Capital, Llc

Wexford, PA
01/2004 → Present

Elder Law Offices Of Shields & Boris

Wexford, PA

Other Businesses

ATTORNEY MANAGING PARTNER IN THE ELDER CARE OFFICES OF SHIELDS & BORIS; MANAGE LAW FIRM AND REPRESENT CLIENTS. APPROX. 120 HOURS/MONTH PARTNER: MILLER SHIELDS & ASSOC. FULL SERVICE ESTATE PLANNING, INSURANCE & TAX PLANNING. DRAFT LEGAL DOCUMENTS FOR WILLS, TRUSTS & POA USED IN ESTATE PLANNING. TIME INCLUDED IN ABOVE 120/HRS MONTH

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-05-13

S63 Uniform Securities Agent State Law Examination

2005-05-13

View on SEC IAPD

Current Employers

Guardian Capital, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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