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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-02 |
Branch Locations
9505 Reisterstown Rd. Ste 3 Ne, Owings Mills, MD 21117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc. | Owings Mills | MD | 06/2016 | 08/2019 |
| The Prudential Insurance Company Of America | Owings Mills | MD | 08/2016 | 08/2019 |
| Massmutual | Hermitage | PA | 08/2019 | 04/2021 |
| Mml Investors Services | Hermitage | PA | 08/2019 | 04/2021 |
| Lpl Financial, Llc | Owings Mills | MD | 05/2021 | Present |
1) 1996 - Tax Prep/Accounting/CPA - MK Enterprises - Investment Related - 87 Stone Ridge Blvd, Hermitage, PA 16148-9177 2) 2021 - DBA for LPL Business (entity for LPL business) - Garrison Forest Advisory Group - Investment Related - Owings Mills, MD 21117
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-24 |
| S63 | Uniform Securities Agent State Law Examination | 2016-11-09 |
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