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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-12-15
KS RA APPROVED 2016-10-05
  • TX RA
    APPROVED_RES
    Since 2016-12-15
  • KS RA
    APPROVED
    Since 2016-10-05

Branch Locations

2959 N Rock Rd, Wichita, KS 67226 • United States

Andover, KS • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wichita KS 05/2015 Present
Bank Of America, N.A. Wichita KS 11/2016 Present
Other Businesses

I*124051 For profit or not for profit: For-Profit Organization Name of outside business organization: MCC Investment Group LLC Investment related: N Address of business: Wichita, Kansas 67226 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 6/17/2019 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: A company that holds rental properties. This is a family owned business. I will mostly be providing financial support and will help make purchasing decisions. This will not interfere with my normal job and will be done after hours. I*1362305 For profit or not for profit: Entity For Profit Name of outside business organization: AIC Builders LLC Investment related: N Address of business: OBA, OBA, OBA Nature of business: ["Limited Liability Company"] Position, title, association: ["Officer","Owner"], Start date of relationship: 6/20/2023 Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Mostly Rental homes and flip houses. This company will replace MCC Investment Group LLC later this year.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-22
  • S66 Uniform Combined State Law Examination
    2016-09-22
Other Names
  • Cavon E Cockrum

View on SEC IAPD

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