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Dominic Carnazzo

Cetera Investment Advisers LLC

Omaha, NE

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-03
NE RA APPROVED 2021-10-14
  • TX RA
    APPROVED
    Since 2023-01-03
  • NE RA
    APPROVED
    Since 2021-10-14

Branch Locations

1121 N. 102Nd Ct Suite 202, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Ameritrade Omaha NE 06/2016 08/2018
Foresters Financial Ralston NE 09/2018 06/2019
Cetera Investment Services Llc Saint Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Ralston NE 10/2021 Present
  • 06/2016 → 08/2018
    Td Ameritrade
    Omaha, NE
  • 09/2018 → 06/2019
    Foresters Financial
    Ralston, NE
  • 06/2019 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 10/2021 → Present
    Cetera Investment Advisers Llc
    Ralston, NE
Other Businesses

1) OWM INC, DBA FOR CETERA INVESTORS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-13
S63 Uniform Securities Agent State Law Examination 2016-08-16
  • S66 Uniform Combined State Law Examination
    2021-10-13
  • S63 Uniform Securities Agent State Law Examination
    2016-08-16
Designations
Other Names
  • Dominic Steven Carnazzo

View on SEC IAPD

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LPL ENTERPRISE, LLC · OMAHA, NE
PFS INVESTMENTS INC. · OMAHA, NE
PFS INVESTMENTS INC. · Omaha, NE
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