Best Investors Account Sign in
Inactive

David Geoffrey Mann

Highland Capital Advisors, LLC

Issaquah, WA

Claim This Profile
Current Employers
Highland Capital Advisors, Llc

485 Rainier Blvd North Suite 103, Issaquah, WA 98027 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2018-01-22
  • WA RA
    APPROVED
    Since 2018-01-22

Branch Locations

485 Rainier Blvd North Suite 103, Issaquah, WA 98027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Bellevue WA 10/2015 11/2017
Highland Capital Advisors, Llc Issaquah WA 11/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-22
S63 Uniform Securities Agent State Law Examination 2005-04-05
  • S65 Uniform Investment Adviser Law Examination
    2018-01-22
  • S63 Uniform Securities Agent State Law Examination
    2005-04-05

View on SEC IAPD

Other Firms

OSAIC WEALTH, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
J.P. MORGAN SECURITIES LLC
U.S. BANCORP ADVISORS, LLC
WELLS FARGO CLEARING SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

LUCA OMAR PROCEL
GEORGE WATKINS ROBERTSON
PAUL KETCHUM
CYNTHIA LOUISE LEE
MARSHALL SMITH
RODNEY TAMENO
PATRICK PARDON
ADAM ANTHONY HARGRAVE

Other Offices

OSAIC WEALTH, INC. · ISSAQUAH, WA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · ISSAQUAH, WA
J.P. MORGAN SECURITIES LLC · ISSAQUAH, WA
U.S. BANCORP ADVISORS, LLC · Issaquah, WA
WELLS FARGO CLEARING SERVICES, LLC · ISSAQUAH, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ISSAQUAH, WA
EDWARD JONES · ISSAQUAH, WA
EDWARD JONES · ISSAQUAH, WA

More in Issaquah, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor