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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2025-03-07 |
| PA | RA | APPROVED | 2017-03-25 |
Branch Locations
16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States
200 Continental Drive Suite 101, Newark, DE 19713 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Msi Financial Services | Newtown Square | PA | 07/2016 | 03/2017 |
| Mml Investors Services, Llc | Newtown Square | PA | 03/2017 | Present |
| Massachusetts Mutual Life Insurance Company | Newtown Square | PA | 07/2016 | Present |
NAME: COLE VANDERWERF INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 & 200 CONTINENTAL DRIVE, SUITE 101, NEWARK, DE 19713 NATURE: OUTSIDE INSURANCE SALES POSITION: AGENT START: 01/01/2020 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 3 DESCRIBE DUTIES: INDIVIDUAL LIFE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-05 |
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