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Nicholas Alexander Harris

Benjamin F. Edwards & Company, Inc.

St. Louis, MO

Salem, IL

St. Louis, MO

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Current Employers
Benjamin F. Edwards & Company, Inc.

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-11-12
TX RA APPROVED 2018-11-12
  • IL RA
    APPROVED
    Since 2018-11-12
  • TX RA
    APPROVED
    Since 2018-11-12

Branch Locations

One North Brentwood Boulevard Suite 850, St. Louis, MO 63105 • United States

217 West Main Street, Salem, IL 62881 • United States

One North Brentwood Blvd. Suite 850, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Salem IL 08/2017 11/2018
Raymond James Financial Services, Inc. Salem IL 06/2016 08/2017
Raymond James Financial Services Advisors Inc. Salem IL 06/2018 11/2018
Benjamin F. Edwards & Co. Salem IL 11/2018 Present
  • 08/2017 → 11/2018
    Raymond James Financial Services, Inc.
    Salem, IL
  • 06/2016 → 08/2017
    Raymond James Financial Services, Inc.
    Salem, IL
  • 06/2018 → 11/2018
    Raymond James Financial Services Advisors Inc.
    Salem, IL
  • 11/2018 → Present
    Benjamin F. Edwards & Co.
    Salem, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-13
S63 Uniform Securities Agent State Law Examination 2018-05-09
  • S65 Uniform Investment Adviser Law Examination
    2018-06-13
  • S63 Uniform Securities Agent State Law Examination
    2018-05-09
Other Names
  • Nick Alexander Harris

View on SEC IAPD

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