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Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-24
PA RA APPROVED 2022-08-04
  • TX RA
    APPROVED_RES
    Since 2022-08-24
  • PA RA
    APPROVED
    Since 2022-08-04

Branch Locations

1040 Stony Hill Rd, Yardley, PA 19067 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 07/2018 04/2019
American Reality Partners Kendall Park NJ 08/2017 06/2018
Rowan University Glassboro NJ 09/2016 05/2018
Prudential Investment Management Services Llc Newark NJ 04/2019 03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Yardley PA 04/2022 Present
Bank Of America, N.A. Yardley PA 07/2022 Present
Previous Registrations
Other Businesses

Little League Baseball Umpire Not investment related West Windsor NJ, 08550 Youth Recreational Baseball Umpire 04/2015 12 hours per month April through June only None during securities trading hours I officiate youth recreational baseball games I*2910 For profit or not for profit: Governmental or Public Purpose Entity Name of outside business organization: West Windsor Plainsboro Regional School District Investment related: N Address of business: West Windsor, New Jersey 08550 Nature of business: Public School, Position, title, association: Substitute Teacher, Start date of relationship: 2/14/2019 Number of hours devoted: 40 hour(s) Annually Number of hours devoted during trading hours: 40 Duties: Substitute Teacher 336 Columbus Not investment related West Windsor NJ. 08550 50% ownership Opened LLC 4/2022 2 hours per month No hours during market hours This is an LLC that holds a rental property Big Fire Realty Not investment related West Windsor NJ 08550 Solo ownership Opened 4/2022 2 hours per month None during market hours This is the Holding company that owns 50% of 336 Columbus. I*440842, Entity Type: Entity Charitable, Name of OBA: West Windsor Little League, Address: West Windsor, New Jersey 08550, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 04/06/2015, No Hours: 12, No Hours during trading: 0, Duties: Officiate Youth Baseball games

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-08
  • S66 Uniform Combined State Law Examination
    2018-10-08
Other Names
  • Jack S Demouth
  • Jack Demouth
  • Jack Scott Demouth

View on SEC IAPD

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