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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-14 |
| OR | RA | APPROVED | 2019-03-29 |
Branch Locations
2701 Nw Vaughn St Ste 450, Portland, OR 97210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | Beaverton | OR | 06/2016 | 12/2016 |
| Foresters Financial Services | Beaverton | OR | 12/2016 | 03/2019 |
| Foresters Advisory Services | Beaverton | OR | 07/2018 | 03/2019 |
| Lpl Financial Llc | Portland | OR | 03/2019 | Present |
1) 4/16/2021 - Sierra Heights Wealth Management LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Start Date: 10/1/2020 - 1 Hours Per Month/0 Hours During Securities Trading - For tax purposes only. 2) 10/28/2021 - Infinite Heights LLC - Investment Related - Portland, OR 97210 - Real Estate Rental - Start Date: 11/05/2021 - 8 Hours Per Month/0 Hours During Securities Trading - Primary residence with a short-term rental component. 3) 08/30/2022 - Infinite Heights Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 08/09/2022 - 240 Hours Per Month/120 Hours During Securities Trading 4) 02/11/2025 - Good Life IA - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:02/06/2025 - 5 Hrs/Mth - 3 Hrs During Trading. 5) 01/16/2026 - Highland Capital Brokerage - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 01/06/2026 - 10 hours per month/ 0 hours during trading 6) 03/24/2026 - Infinite Heights Tax Strategies LLC - Tax Prep/Accounting/CPA - Not Investment Related - At Reported Business Location(s) - Start Date 03/23/2026 - 5 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-15 |
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