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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-04-25
CA RA APPROVED 2016-09-20
  • TX RA
    APPROVED
    Since 2017-04-25
  • CA RA
    APPROVED
    Since 2016-09-20

Branch Locations

801 10Th St, Modesto, CA 95354 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto CA 06/2016 Present
Bank Of America, N.A. Modesto CA 08/2016 Present
Other Businesses

I*1409261 Entity Type: Charitable Name of outside business organization: Merced Sunrise Rotary Club Charity Investment related: N Address of business: Merced, California, 95344, United StatesNature of business: ["Charitable Organization"]Position, title, association: Treasurer, Board Member, Start date of relationship: 7/1/2024Number of hours devoted: 10 hours Monthly Number of hours devoted during trading hours: 0 Duties: , We have breakfast together every week. We bring in speakers and leaders to learn what is going on in Merced County and beyond so we can make a positive impact where it counts. With some planning and intention our Club and network addresses community needs and we're proud of a few bigger projects of our own. As Treasurer and on the Board, I will be responsible for managing our Club's budget and accounting to receive membership dues and issue sponsorship funds to the community. I*2201299, Entity Type: , Name of OBA: Moraga of Merced Community Association, Address: Sacramento, California, 95834, Investment Related: N, Position, Title, Association: Officer, Employee State Date: 03/01/2025, No Hours: 10 Monthly, No Hours during Trading: 0 Monthly, Duties: The purpose of is to manage and improve the community's quality of life and property values Ensure Compliance to Laws and Governing Documents, Maintain Common Areas, Manage HOA Budget, Conflict Resolution I*2249276, Entity Type: Governmental, Name of OBA: City of Merced, Address: Merced, California, 95340, Investment Related: N, Position, Title, Association: ["Committee"], Employee State Date: 05/01/2025, No Hours: 12 Yearly, No Hours during Trading: 0 Yearly, Duties: The purpose of the Tax Transparency Commission is to: Review projected revenue and expenditures for the funds generated by each general or special tax measure. Make budget recommendations to the City Council in accordance with and to maintain compliance with each general or special tax measure. Review annual audits of each general or special tax measure and report any findings to the City Council. I*5010272 Entity Type: Charitable Name of OBA: Community Foundation of Merced County Address: Merced, California, 95344 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 07/22/2026 Number of Hours: 10, Yearly Number of Hours during trading: 0 Duties: CFMC honors its role as a philanthropic steward and is leveraging new partnerships to launch capacity-building and technical assistance initiatives. We have a vision of learning from—and working directly with—entire communities in Merced County to develop new ideas that catalyze change and can be replicated countywide. Committed to the vitality and well-being of everyone in Merced County, our goal is to promote equal access to opportunities, power, and resources for everyone—especially communities of color and other under-resourced communities. As a Board Member of the Community Foundation of Merced County, I would help provide strategic oversight and governance to support the Foundation's mission of strengthening our local community through philanthropy. Responsibilities would include supporting fundraising and community engagement efforts, evaluating grantmaking initiatives, and ensuring the organization operates in a fiscally responsible and mission-driven manner.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-19
  • S66 Uniform Combined State Law Examination
    2016-09-19
Other Names
  • Eric G Chu

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