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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2022-07-18
  • TN RA
    APPROVED
    Since 2022-07-18

Branch Locations

401 Commerce St Fl 4, Nashville, TN 37219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Securities Inc. Dallas TX 06/2016 03/2017
Compass Bank Birmingham AL 09/2006 03/2017
Bbva Compass Insurance Agency, Inc. Austin TX 06/2016 03/2017
Origin Bank Fort Worth TX 03/2017 07/2021
Truist Investment Services, Inc. Nashville TN 07/2021 Present
Truist Advisory Services, Inc Nashvillle TN 07/2022 Present
  • 06/2016 → 03/2017
    Bbva Securities Inc.
    Dallas, TX
  • 09/2006 → 03/2017
    Compass Bank
    Birmingham, AL
  • 06/2016 → 03/2017
    Bbva Compass Insurance Agency, Inc.
    Austin, TX
  • 03/2017 → 07/2021
    Origin Bank
    Fort Worth, TX
  • 07/2021 → Present
    Truist Investment Services, Inc.
    Nashville, TN
  • 07/2022 → Present
    Nashvillle, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-11
  • S66 Uniform Combined State Law Examination
    2022-07-11
Other Names
  • Mike Wood

View on SEC IAPD

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