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Travis Matthew Oconnor

Vanguard Advisers, Inc.

Malvern, PA

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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-06-24
TX RA APPROVED 2025-06-24
  • PA RA
    APPROVED
    Since 2025-06-24
  • TX RA
    APPROVED
    Since 2025-06-24

Branch Locations

100 Vanguard Blvd,, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Marlton NJ 06/2016 09/2020
Ameriprise Financial Services, Llc. Plymouth Meeting PA 09/2020 02/2024
Equitable Advisors, Llc. Conshohocken PA 05/2024 05/2025
The Vanguard Group, Inc. Malvern PA 05/2025 Present
Kelman And Magliari Management Plymouth Meeting PA 09/2020 02/2024
Firstrust Financial Resources Conshohocken PA 05/2024 05/2025
Capital Analysts Marlton NJ 01/2019 09/2020
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-29
  • S66 Uniform Combined State Law Examination
    2016-08-29
Other Names
  • Travis Matthew O'COnnor
  • Travis Oconnor
  • Travis M Oconnor
  • Travis M O'COnnor
  • Travis O'COnnor
  • Travis Oconnor
  • Travis O Connor

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA
STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA
MVO PRIVATE WEALTH, LLC · MALVERN, PA
LPL FINANCIAL LLC · Malvern, PA
TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA
NORTHEAST ADVISERS, INC. · PAOLI, PA
HARVEST FINANCIAL PARTNERS · PAOLI, PA

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