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Seth Michael Ash

Janney Montgomery Scott LLC

Chillicothe, OH

CRD 6673546

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Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-16
OH RA APPROVED 2017-11-09
  • TX RA
    APPROVED
    Since 2018-04-16
  • OH RA
    APPROVED
    Since 2017-11-09

Branch Locations

37 West 2Nd Street, Chillicothe, OH 45601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Chillicothe OH 06/2016 10/2020
Kroger Chillicothe OH 06/2012 09/2017
Janney Montgomery Scott Llc Chillicothe OH 10/2020 12/2024
Janney Montgomery Scott Llc Chillicothe OH 12/2024 Present
Other Businesses

1) Main Street Program/Downtown Chillicothe; works on revitalizing historic or traditional commercial areas; 213 South Paint Street, Chillicothe, OH 45601; start date: 04/30/2018; Board Member; help organize and facilitate operations of the Main Street Program, volunteer with various fundraising events, assist with developing and maintaining budget and work with downtown business owners.; 2hrs/month; 0.25hr/day; not investment-related 2) Build Chillicothe; not Investment related; 45 East Main Street, Chillicothe, OH 45601; Board Member; start date: 01/01/2020; 2 hrs per month; Working underneath Downtown Chillicothe, Build Chillicothe is a Qualified Opportunity Zone Fund. This allows individuals to contribute funds into a QOF and invest into real estate and projects downtown. Assist with reviewing applications for potential projects for QOF donors. 3) Jaycee Public Golf Course; not investment related; 12100 Pleasant Valley Rd., Chillicothe, OH 45601; Golf Course; Board Member; start date 01/01/2019; 4 hrs per month; Board member duties including budget review, golf course promotion, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-09
  • S66 Uniform Combined State Law Examination
    2017-11-09

View on SEC IAPD

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