Austin John Banks

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 11/2018
  Signator Investors Inc
  Rochester, MN
• 08/2014 → 05/2017
  University Of Iowa
  Iowa City, IA
• 11/2018 → 02/2022
  Royal Alliance Associates, Inc.
  Cedar Rapids, IA
• 02/2022 → Present
  Ameriprise Financial Services, Llc
  Cedar Rapids, IA

Previous Registrations

• 2018-11-02 → 2022-03-01
  Osaic Wealth, Inc.
  Rochester, MN
  Cedar Rapids, IA
• 2018-01-31 → 2018-11-02
  Signator Investors, Inc.
  Rochester, MN
  Cedar Rapids, IA

Other Businesses

Business Ownership; AJB Wealth Management LLC; Owner; Financial Advising Practice; 4101 Glass Rd NE, , Cedar Rapids, IA, 52402; Investment-Related; 03/24/2021; 0 hours per month; 0 during trading hours. Board of Directors; Cedar Valley Humane Society; Member; 7411 Mt. Vernon Rd SE, , Cedar Rapids, IA, 52403; Not Investment-Related; 10/22/2024; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2018-01-29

Other Names

• Austin Banks