Best Investors Account Sign in

Paul Thomas Laviolette

Charles Schwab & Co., Inc.

Phoenix, AZ

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-06-08
CA RA APPROVED 2021-03-16
  • AZ RA
    APPROVED
    Since 2023-06-08
  • CA RA
    APPROVED
    Since 2021-03-16

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Uber Scottsdale AZ 07/2015 11/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 08/2019 09/2020
Dynamic Wealth Advisors Scottsdale AZ 04/2019 07/2019
Streamline Vacation Rental Software Chandler AZ 08/2017 03/2019
Capital Insight Partners Scottsdale AZ 03/2016 08/2017
The Vanguard Group, Inc. Scottsdale AZ 10/2020 01/2021
Charles Schwab & Co., Inc. Phoenix AZ 01/2021 Present
  • 07/2015 → 11/2018
    Uber
    Scottsdale, AZ
  • 08/2019 → 09/2020
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chandler, AZ
  • 04/2019 → 07/2019
    Dynamic Wealth Advisors
    Scottsdale, AZ
  • 08/2017 → 03/2019
    Streamline Vacation Rental Software
    Chandler, AZ
  • 03/2016 → 08/2017
    Capital Insight Partners
    Scottsdale, AZ
  • 10/2020 → 01/2021
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 01/2021 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-01
S63 Uniform Securities Agent State Law Examination 2020-06-11
  • S66 Uniform Combined State Law Examination
    2020-12-01
  • S63 Uniform Securities Agent State Law Examination
    2020-06-11
Other Names
  • Paul T Laviolette
  • Paul Thomas Laviolette
  • Paul Laviolette

View on SEC IAPD

Other Firms

EW ADVISER, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

More in Phoenix, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor