Best Investors
Account
Sign in
Best Investors
Account
Sign in
J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-21 |
| CA | RA | APPROVED | 2022-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| California Mattress | Campbell | CA | 04/2013 | 12/2017 |
| Jpmorgan Chase Bank N.A. | San Jose | CA | 01/2018 | 09/2021 |
| J.P. Morgan Securities Llc | San Jose | CA | 09/2021 | Present |
| Jpmorgan Chase Bank, N.A. | San Jose | CA | 09/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-19 |
Reach out to this advisor