Adam Henry Dwyer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → 07/2024
  Faribault Referee Association
  Faribault, MN
• 06/2016 → 06/2017
  Ubs
  Bloomington, MN
• 07/2017 → 09/2019
  Ameriprise Financial Services, Inc.
  Shakopee, MN
• 09/2019 → 10/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomington, MN
• 12/2021 → 06/2024
  Securities America, Inc.
  Mankato, MN
• 12/2021 → 07/2024
  Pfg Advisors, Llc
  Mankato, MN
• 06/2024 → 07/2024
  Osaic Wealth, Inc.
  New Ulm, MN
• 07/2024 → Present
  Lpl Financial Llc
  Woodbury, MN

Previous Registrations

• 2021-12-09 → 2024-07-16
  Pfg Advisors
  Mankato, MN
  Spicer, MN
  New Ulm, MN
  Waseca, MN
• 2019-10-11 → 2021-12-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomington, MN
  New York, NY

Other Businesses

1. 07/11/2024- KMF Advisors- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2. 07/09/2024- KMF Advisors- Non-Variable Insurance- MN 55125- Inv Rel- 160 hrs per mnth- 40 hrs during trading- Start Date 07/15/2024 3. 07/09/2024- Faxon Creek Cattle LLC- Farm- Non Inv Rel Belle Plaine, MN- Start Date 1/1/2024 4. 07/09/2024- Faxon Creek Cattle LLC- Farm- Non Inv Rel MN 56011- Start Date 1/1/2024

Exams

• S66 Uniform Combined State Law Examination
  2019-09-26

Other Names

• Adam Dwyer
• Adam Henry Dwyer