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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-07-15 |
Branch Locations
48 N Park Ave, Le Center, MN 55125 • United States
108 N Main St, Le Sueur, MN 56058-1803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Faribault Referee Association | Faribault | MN | 09/2007 | 07/2024 |
| Ubs | Bloomington | MN | 06/2016 | 06/2017 |
| Ameriprise Financial Services, Inc. | Shakopee | MN | 07/2017 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bloomington | MN | 09/2019 | 10/2021 |
| Securities America, Inc. | Mankato | MN | 12/2021 | 06/2024 |
| Pfg Advisors, Llc | Mankato | MN | 12/2021 | 07/2024 |
| Osaic Wealth, Inc. | New Ulm | MN | 06/2024 | 07/2024 |
| Lpl Financial Llc | Woodbury | MN | 07/2024 | Present |
1. 07/11/2024- KMF Advisors- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s) 2. 07/09/2024- KMF Advisors- Non-Variable Insurance- MN 55125- Inv Rel- 160 hrs per mnth- 40 hrs during trading- Start Date 07/15/2024 3. 07/09/2024- Faxon Creek Cattle LLC- Farm- Non Inv Rel Belle Plaine, MN- Start Date 1/1/2024 4. 07/09/2024- Faxon Creek Cattle LLC- Farm- Non Inv Rel MN 56011- Start Date 1/1/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-26 |
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