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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-29
  • MN RA
    APPROVED
    Since 2017-11-29

Branch Locations

10 W Minnesota St, Le Center, MN 56057 • United States

701 Ash Street Ne, Lonsdale, MN 55046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vfw Post # 1803 La Center MN 04/1999 Present
First National Bank La Center MN 02/2000 Present
Lpl Financial Llc Le Center MN 11/2017 Present
Investment Centers Of America, Inc. Le Center MN 02/2000 11/2017
  • 04/1999 → Present
    Vfw Post # 1803
    La Center, MN
  • 02/2000 → Present
    First National Bank
    La Center, MN
  • 11/2017 → Present
    Le Center, MN
  • 02/2000 → 11/2017
    Investment Centers Of America, Inc.
    Le Center, MN
Previous Registrations
  • 2014-01-09 → 2017-11-29
    Investment Centers Of America, Inc.
    Le Center, MN
    Mankato, MN
    Gaylord, MN
    Nicollet, MN
    La Center, MN
Other Businesses

1. 12/28/2018 - SBG Group, Insurance Advisors - Investment Related - 10 W. Minnesota St. Le Center MN 56057 - Non-Variable Insurance - Agent - Start Date: 12/07/2017 - 10 Hours Per Month/10 Hours During Securities Trading. 2. 06/01/2022 - ICAG Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date - 05/23/2022 - 5 Hours Per Month/ 5 Hours During Securities Trading. 3. 03/10/2026 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Plut Investments Inc. - Investment Related - At Reported Business Location(s) - Start Date 03/05/2026 - 80 hours per month/ during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-10
  • S66 Uniform Combined State Law Examination
    2001-03-10

View on SEC IAPD

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