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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-27
NJ RA APPROVED 2018-11-15
  • TX RA
    APPROVED_RES
    Since 2023-11-27
  • NJ RA
    APPROVED
    Since 2018-11-15

Branch Locations

410 Ramapo Valley Road 3Rd Floor, Oakland, NJ 07436 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Milano Financial Oakland NJ 01/1994 01/2020
Cetera Financial Specialists Llc Schaumburg IL 07/2018 11/2018
Cetera Investment Advisers Llc Schaumburg IL 11/2018 Present
Cetera Financial Specialists Llc Schaumburg IL 11/2018 Present
Milano Financial Services Oakland NJ 01/2020 Present
  • 01/1994 → 01/2020
    Milano Financial
    Oakland, NJ
  • 07/2018 → 11/2018
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 11/2018 → Present
    Schaumburg, IL
  • 11/2018 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 01/2020 → Present
    Milano Financial Services
    Oakland, NJ
Other Businesses

1) NAME OF OTHER BUSINESS: MILANO FINANCIAL SERVICES; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: OWNER/ACCOUNTANT; APX NUMBER OF HOURS PER WEEK: 35; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: ACCOUNTING, TAX PREPARATION, TAX CONSULTIN AND TAX RESEARCH;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-07
  • S66 Uniform Combined State Law Examination
    2018-11-07

View on SEC IAPD

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