Best Investors Account Sign in

Allison J Gerrie

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Aspen, CO

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2022-04-21
TX RA APPROVED 2021-10-28
  • CO RA
    APPROVED
    Since 2022-04-21
  • TX RA
    APPROVED
    Since 2021-10-28

Branch Locations

301 E Hopkins Ave, Aspen, CO 81611 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Dallas TX 07/2016 03/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 03/2021 Present
Bank Of America, N.A. Austin TX 07/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-27
S63 Uniform Securities Agent State Law Examination 2016-10-14
  • S66 Uniform Combined State Law Examination
    2021-10-27
  • S63 Uniform Securities Agent State Law Examination
    2016-10-14
Other Names
  • Allison Young
  • Allison Josephine Young
  • Allison Josephine Gerrie
  • Allison J Young

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STEVENSON ADVISORS, LLC
INTEGRATED BENEFITS, INCORPORATED
ASHTON THOMAS SECURITIES, LLC
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
FOUNDATIONS INVESTMENT ADVISORS LLC
PCM ENCORE, LLC

Other Investors

Jeffrey Allan Sgroi
ADAM STEVENSON
SARAH KATHERINE STACHNIK
JODY ANN SWAPP
CHRISTOPHER RICHARDS SABELLA
Charles C. Smith
Scott ROGER Mercier
BRIAN E OVERBO

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · ASPEN, CO
STEVENSON ADVISORS, LLC · ASPEN, CO
INTEGRATED BENEFITS, INCORPORATED · Aspen, CO
ASHTON THOMAS SECURITIES, LLC · Aspen, CO
J.P. MORGAN SECURITIES LLC · Aspen, CO
WELLS FARGO CLEARING SERVICES, LLC · ASPEN, CO
FOUNDATIONS INVESTMENT ADVISORS LLC · ASPEN, CO
PCM ENCORE, LLC · ASPEN, CO

More in Aspen, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor