Adam Todd Argo

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 11/2018
  Jp Morgan Securities Llc
  Scottsdale, AZ
• 07/2016 → 11/2018
  Jp Morgan Chase Bank Na
  Scottsdale, AZ
• 11/2018 → Present
  Ubs Financial Services Inc.
  Scottsdale, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-02-09
• S63 Uniform Securities Agent State Law Examination
  2016-09-22

Other Names

• Adam Argo