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Adam Todd Argo

Ubs Financial Services Inc.

Phoenix, AZ

Mesa, AZ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-02-09
  • CA RA
    APPROVED
    Since 2019-02-09

Branch Locations

2575 East Camelback Rd Suite 900, Phoenix, AZ 85016 • United States

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Scottsdale AZ 07/2016 11/2018
Jp Morgan Chase Bank Na Scottsdale AZ 07/2016 11/2018
Ubs Financial Services Inc. Scottsdale AZ 11/2018 Present
  • 07/2016 → 11/2018
    Jp Morgan Securities Llc
    Scottsdale, AZ
  • 07/2016 → 11/2018
    Jp Morgan Chase Bank Na
    Scottsdale, AZ
  • 11/2018 → Present
    Ubs Financial Services Inc.
    Scottsdale, AZ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-09
S63 Uniform Securities Agent State Law Examination 2016-09-22
  • S65 Uniform Investment Adviser Law Examination
    2019-02-09
  • S63 Uniform Securities Agent State Law Examination
    2016-09-22
Other Names
  • Adam Argo

View on SEC IAPD

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Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ
SMEAD CAPITAL MANAGEMENT, INC. · PHOENIX, AZ

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