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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-13
IL RA APPROVED 2026-01-15
  • TX RA
    APPROVED
    Since 2026-02-13
  • IL RA
    APPROVED
    Since 2026-01-15

Branch Locations

1033 Skokie Blvd, Northbrook, IL 60062 • United States

480 Pilgrim Way, Green Bay, WI 54304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Midwestern Securities Trading Co. East Peoria IL 06/2016 12/2016
Edgewood Valley Country Club Lagrange IL 04/2008 12/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated Rolling Meadows IL 02/2017 04/2021
Unemployed Willow Springs IL 12/2016 02/2017
Bank Of America, N.A. Rolling Meadows IL 03/2017 04/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Northbrook IL 01/2026 Present
Tastyfx Llc Chicago IL 04/2021 01/2026
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-10
  • S66 Uniform Combined State Law Examination
    2025-03-10
Other Names
  • Robert Steven Mitchell

View on SEC IAPD

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