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Inactive

Benjamin Kyle Smith

Briarwood Financial

Gig Harbor, WA

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Current Employers
Briarwood Financial

2801 Hollycroft Street Ste B #1, Gig Harbor, WA 98335 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-10-01
  • WA RA
    APPROVED
    Since 2020-10-01

Branch Locations

2801 Hollycroft Street Ste B #1, Gig Harbor, WA 98335 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services, Inc Renton WA 09/2018 03/2019
C&C Communications, Llc Federal Way WA 06/2016 09/2018
Uber Seattle WA 06/2017 12/2017
Lyft Seattle WA 06/2017 12/2017
Seattle Pacific University Seattle WA 09/2016 06/2018
Foresters Financial Services Renton WA 03/2019 06/2019
Foresters Advisory Services Renton WA 05/2019 06/2019
Cetera Investment Advisers Llc Renton WA 06/2019 09/2020
Briarwood Financial Planning Llc Gig Harbor WA 08/2020 Present
  • 09/2018 → 03/2019
    Foresters Financial Services, Inc
    Renton, WA
  • 06/2016 → 09/2018
    C&C Communications, Llc
    Federal Way, WA
  • 06/2017 → 12/2017
    Uber
    Seattle, WA
  • 06/2017 → 12/2017
    Lyft
    Seattle, WA
  • 09/2016 → 06/2018
    Seattle Pacific University
    Seattle, WA
  • 03/2019 → 06/2019
    Foresters Financial Services
    Renton, WA
  • 05/2019 → 06/2019
    Foresters Advisory Services
    Renton, WA
  • 06/2019 → 09/2020
    Cetera Investment Advisers Llc
    Renton, WA
  • 08/2020 → Present
    Briarwood Financial Planning Llc
    Gig Harbor, WA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-05-23
S63 Uniform Securities Agent State Law Examination 2018-11-03
  • S65 Uniform Investment Adviser Law Examination
    2019-05-23
  • S63 Uniform Securities Agent State Law Examination
    2018-11-03
Designations

View on SEC IAPD

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Adam Richard Wojtanowicz
Patrick M Smith

Other Offices

LIGHTHOUSE WEALTH STRATEGIES, LLC · GIG HARBOR, WA
EDWARD JONES · GIG HARBOR, WA
SOWELL MANAGEMENT · Gig Harbor, WA
SOWELL MANAGEMENT · Gig Harbor, WA
CONESTOGA WEALTH PARTNERS · GIG HARBOR, WA
COMMONWEALTH FINANCIAL NETWORK · Gig Harbor, WA
COMMONWEALTH FINANCIAL NETWORK · Gig Harbor, WA
INTEGRATED WEALTH CONCEPTS LLC · GIG HARBOR, WA

More in Gig Harbor, WA

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