Benjamin Kyle Smith

Employer firm

Briarwood Financial CRD 310562

$4.74M regulatory AUM 2 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2018 → 03/2019
  Foresters Financial Services, Inc
  Renton, WA
• 06/2016 → 09/2018
  C&C Communications, Llc
  Federal Way, WA
• 06/2017 → 12/2017
  Uber
  Seattle, WA
• 06/2017 → 12/2017
  Lyft
  Seattle, WA
• 09/2016 → 06/2018
  Seattle Pacific University
  Seattle, WA
• 03/2019 → 06/2019
  Foresters Financial Services
  Renton, WA
• 05/2019 → 06/2019
  Foresters Advisory Services
  Renton, WA
• 06/2019 → 09/2020
  Cetera Investment Advisers Llc
  Renton, WA
• 08/2020 → Present
  Briarwood Financial Planning Llc
  Gig Harbor, WA

Previous Registrations

• 2020-10-01 → 2024-12-31
  Briarwood Financial
  Gig Harbor, WA
• 2019-06-19 → 2020-10-01
  Cetera Investment Advisers Llc
  Renton, WA
• 2019-06-07 → 2019-06-24
  Foresters Advisory Services, Llc
  Renton, WA

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-05-23
• S63 Uniform Securities Agent State Law Examination
  2018-11-03

Designations

• Certified Financial Planner