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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-23
CA RA APPROVED 2022-09-19
  • TX RA
    APPROVED
    Since 2026-04-23
  • CA RA
    APPROVED
    Since 2022-09-19

Branch Locations

44143 N Fork Drive, Three Rivers, CA 93271 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 07/2016 09/2022
Raymond James Financial Services, Inc. Three Rivers CA 09/2022 Present
Raymond James Financial Services Advisors, Inc. Three Rivers CA 09/2022 Present
Norton Investments, Inc. Three Rivers CA 09/2022 Present
Proximity Learnin Three Rivers, CA 08/2024 10/2024
Gorman Learnin Three Rivers CA 08/2024 Present
  • 07/2016 → 09/2022
    St Louis, MO
  • 09/2022 → Present
    Raymond James Financial Services, Inc.
    Three Rivers, CA
  • 09/2022 → Present
    Three Rivers, CA
  • 09/2022 → Present
    Norton Investments, Inc.
    Three Rivers, CA
  • 08/2024 → 10/2024
    Proximity Learnin
    Three Rivers,, CA
  • 08/2024 → Present
    Gorman Learnin
    Three Rivers, CA
Previous Registrations
  • 2016-10-28 → 2022-09-20
    Three Rivers, CA
    St Louis, MO
    Visalia, CA
Other Businesses

1) Norton Investments, Inc., 44143 N. Fork Drive, Three Rivers, California, 93271, Investment Related, Owner, DBA/Support Company, Advisor, since 08/2022, 4 hrs/mo devoted and 0 trading hours. 2) Rental Properties, 44143 N Fork Drive, Three Rivers, California, 93271, Investment Related, Proprietor/Owner, own rental properties and collect rent, since 08/2017, 4 hrs/mo devoted and 0 trading hours. 3) Name of Business: Gorman Learning Center Address: 44143 North Fork Drive, Three Rivers, CA, 93271, United States Activity Type: Professor/Teacher Position/Title: Investment Related: No Start Date: 08/19/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 4) Name of Business: Proximity Learning Address: 44143 North Fork Drive, Three Rivers, CA, 93271, United States Activity Type: Professor/Teacher Position/Title: Investment Related: No Start Date: 08/12/2024 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-26
  • S66 Uniform Combined State Law Examination
    2016-08-26

View on SEC IAPD

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