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Current Employers
Pasadena Private Wealth, Llc

2 North Lake Avenue Suite 520, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-08-18
  • CA RA
    APPROVED
    Since 2025-08-18

Branch Locations

228 E Pine St, Exeter, CA 93221 • United States

2 North Lake Avenue Suite 520, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pasadena Private Wealth, Llc Pasadena CA 05/2021 Present
Unemployed Visalia CA 02/2020 05/2021
Cj Entertainment Villa Park CA 11/2000 02/2020
  • 05/2021 → Present
    Pasadena, CA
  • 02/2020 → 05/2021
    Unemployed
    Visalia, CA
  • 11/2000 → 02/2020
    Cj Entertainment
    Villa Park, CA
Other Businesses

LL & JL Properties, LLC, Not investment related, Owner, 318 N Marcin Ct, Visalia, CA 93291, 05/2024, 2 hours per year, owner of rental property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-16
S66 Uniform Combined State Law Examination 2025-03-03
  • S65 Uniform Investment Adviser Law Examination
    2025-08-16
  • S66 Uniform Combined State Law Examination
    2025-03-03

View on SEC IAPD

Other Firms

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