Tanner James Leister

Current Employers

Employment History

• 08/2016 → 06/2017
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 08/2016 → 06/2017
  Northwestern Mutual Investment Services Llc
  Germantown, WI
• 06/2017 → 03/2022
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2018 → 03/2022
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 03/2022 → Present
  Lpl Financial Llc
  Menomonee Falls, WI
• 03/2022 → Present
  Independent Advisor Alliance
  Charlotte, NC

Previous Registrations

• 2018-10-04 → 2022-03-11
  Cambridge Investment Research Advisors, Inc.
  Menomonee Falls, WI

Other Businesses

1)02/22/2022 - Harvest Wealth Management - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2022 - 120 Hr/Mth - 7hrs/trading - 90% 2)02/22/2022 - Tanner Leister - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 03/2022 - 5 Hr/Mth 3)02/22/2022 - Harvest Tax Services - Tax Prep/Accounting/CPA - Inv Rel - At Reported Business Location(s) - Start: 03/2022 - 40 Hr/Mth 4) 03/23/2022 - Independent Advisor Alliance. - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 3/9/2022 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 90% - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 12/18/2023 - No Business Name - Non-Investment Related - Libson, WI - Musician - Started: 12/31/2023 - 15 Hrs/Mo; 0 Hr During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-03
• S63 Uniform Securities Agent State Law Examination
  2017-03-30

Other Names

• Tanner James Leister