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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-12-10 |
| TX | RA | APPROVED_RES | 2024-11-15 |
| MO | RA | APPROVED | 2017-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Clayton | MO | 07/2016 | 05/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 10/2016 | 05/2017 |
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 06/2017 | Present |
| Stifel Independent Advisors, Llc | St. Louis | MO | 05/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-19 |
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